-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZV9qlCCDGsQWLfqibEZT7gwDh2VNuhSvx5UcbnSK/Jy530ZKXLMlXqV/263nR4v u0clv1j8VgNyS12x/47K5w== 0001144204-09-032894.txt : 20090617 0001144204-09-032894.hdr.sgml : 20090617 20090616173119 ACCESSION NUMBER: 0001144204-09-032894 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090617 DATE AS OF CHANGE: 20090616 GROUP MEMBERS: PLATINUM MANAGEMENT (NY) LLC (74-3027870) FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nordlicht Mark CENTRAL INDEX KEY: 0001339643 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 159 WYKAGL TERRACE CITY: NEW ROCHELLE STATE: NY ZIP: 10804 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLATINUM ENERGY RESOURCES INC CENTRAL INDEX KEY: 0001329605 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 141928384 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81107 FILM NUMBER: 09894875 BUSINESS ADDRESS: STREET 1: 11490 WESTHEIMER, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77077 BUSINESS PHONE: 281-649-4500 MAIL ADDRESS: STREET 1: 11490 WESTHEIMER, SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77077 SC 13D/A 1 v152586_sc13da.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) PLATINUM ENERGY RESOURCES INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.0001 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 727659104 (CUSIP Number) Mark Nordlicht Platinum Management (NY) LLC 152 West 57th St. New York, New York 10019 (212) 582-2222 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 9, 2009 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box |_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SCHEDULE 13D - --------------------- ----------------- CUSIP NO. 727659104 Page 2 of 5 Pages - --------------------- ----------------- - ---------------------- --------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) PLATINUM MANAGEMENT (NY) LLC (74-3027870) - ---------------------- --------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ---------------------- --------------------------------------------------------- 3 SEC USE ONLY - ---------------------- --------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---------------------- --------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - ---------------------- --------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK - ---------------------- -------- ------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 0 PERSON WITH -------- ------------------------------------------------ 8 SHARED VOTING POWER 0 -------- ------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 -------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ---------------------- --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------- --------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ---------------------- --------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - ---------------------- --------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ---------------------- --------------------------------------------------------- Page 2 of 5 Pages SCHEDULE 13D - --------------------- ----------------- CUSIP NO. 727659104 Page 3 of 5 Pages - --------------------- ----------------- - ---------------------- --------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) MARK NORDLICHT - ---------------------- --------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ---------------------- --------------------------------------------------------- 3 SEC USE ONLY - ---------------------- --------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---------------------- --------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - ---------------------- --------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------- -------- ------------------------------------------------ NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 0 PERSON WITH -------- ------------------------------------------------ 8 SHARED VOTING POWER 0 -------- ------------------------------------------------ 9 SOLE DISPOSITIVE POWER 0 -------- ------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ---------------------- --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ---------------------- --------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - ---------------------- --------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - ---------------------- --------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---------------------- --------------------------------------------------------- Page 3 of 5 Pages This Amendment No. 1 amends and supplements the Schedule 13D heretofore filed by Platinum Management (NY) LLC and Mark Nordlicht (the "Reporting Persons") with the Securities and Exchange Commission on July 11, 2006 with respect to the shares of common stock of Platinum Energy Resources, Inc. as follows: Item 5. Interest in Securities of the Issuer. (a) - (b) Beneficial ownership is calculated based upon 24,068,675 shares of Common Stock outstanding on March 15, 2009. As of the date of this Amendment No. 1 the Reporting Persons beneficially owned no shares of Common Stock, representing 0% (calculated in accordance with the instructions to Schedule 13D) of the issued and outstanding shares of Common Stock. (c) On June 9, 2009, the Reporting Persons disposed of 2,130,000 shares of Common Stock in two private transactions: a sale of 1,630,000 shares at a price of $0.50 per share for aggregate consideration of $815,000 and a transfer of 500,000 shares as a gift. (e) The Reporting Persons ceased to be beneficial owners of more than five percent of the Common Stock on June 9, 2009. Item 7. Material to be Filed as Exhibits. The Joint Filing Statement dated as of July 11, 2006 filed as Exhibit A to the Schedule 13D is hereby incorporated by reference. Page 4 of 5 Pages SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: June 16, 2009 PLATINUM MANAGEMENT (NY) LLC By: /s/ Mark Nordlicht ------------------------------------ MARK NORDLICHT MANAGING MEMBER /s/ Mark Nordlicht ---------------------------------------- MARK NORDLICHT Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----